Regulatory
Dealogic certifies institutional investors engaged in the sale or purchase of certain restricted securities. These certifications are provided to Broker Dealers participating in the sale of new issues. Certifications are made available through a web-based system as well as through feeds into account management and deal execution systems.
Dealogic provides the following certifications:
Qualified Institutional Buyers - Voluntary Initiative 144A Securities
Regulation S - Offshore Account Certification
Electronic Prospectus Manager (EPM), a digital prospectus delivery and distribution monitoring tool, enables swift delivery of transactional and marketing-related documentation at a fraction of the cost of traditional methods. With fully integrated audit features compliant with both SEC and MSRB regulations, EPM provides a real-time status of digital and hard copy deliveries that meet regulatory reporting guidelines.